Our clients are busy people. Many don’t have the time or inclination to be involved in every investment transaction or buy-sell decision. Rather, they trust us to take care of this for them. Of course, the fancy way to say this is that we provide discretionary portfolio management.
As an Investment Adviser Representative, Troy specializes in fee-based* portfolio management. He establishes investment parameters with each client and makes trading decisions based on those guidelines.
We believe running a full discretionary practice helps us cultivate a sense of comfort for our clients so they can rightfully focus on their lives and their families. We appreciate the trust our clients place in us, and in turn, we believe they appreciate the freedom that comes from placing the task of investment management in the hands of someone who is experienced, trustworthy and committed to acting in their best interest.
*In a fee-based account clients pay a quarterly fee, based on the level of assets in the account, for the services of a financial advisor as part of an advisory relationship. In deciding to pay a fee rather than commissions, clients should understand that the fee may be higher than a commission alternative during periods of lower trading. Advisory fees are in addition to the internal expenses charged by mutual funds and other investment company securities. To the extent that clients intend to hold these securities, the internal expenses should be included when evaluating the costs of a fee-based account. Clients should periodically reevaluate whether the use of an asset-based fee continues to be appropriate in servicing their needs. A list of additional considerations, as well as the fee schedule, is available in the firm’s Form ADV Part II as well as the client agreement.